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Showing 791 to 800 of 7090 search results for final notice.

791. FCA Final Notice 2013: UK Paymaster Limited [pdf]

     Final notices Published: 05/12/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

792. FSA Final Notice 2011: David Massey [pdf]

     Final notices Published: 21/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against David Massey

793. FCA Final Notice 2013: Alison Moran [pdf]

     Final notices Published: 04/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a penalty.

794. FCA Final Notice 2014: Abdul Razzaq [pdf]

     Final notices Published: 14/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of FIT related to financial crime, client money/assets, failing to be open and co-operative, and lack of fitness/propriety in the mortgages sector. We imposed a prohibition.

795. FSA Final Notice 2011: Mr David Grant Sinclair [pdf]

     Final notices Published: 14/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mr David Grant Sinclair

796. FSA Final Notice 2010: Belmont Regency Limited [pdf]

     Final notices Published: 21/06/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Belmont Regency Limited

797. Final Notice 2021: Lee Donnelly (trading as Kingsmill Cars) [pdf]

     Final notices Published: 18/02/2021
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

798. FSA Final Notice 2009: Harry Brian Hopkinson [pdf]

     Final notices Published: 09/01/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Harry Brian Hopkinson

799. FSA Final Notice 2011: Ceri Rees [pdf]

     Final notices Published: 19/01/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Ceri Rees

800. FSA Final Notice 2011: Mark Nicholson trading as Simply Protect [pdf]

     Final notices Published: 25/05/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mark Nicholson trading as Simply Protect