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Showing 801 to 810 of 7090 search results for final notice.

801. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

     Final notices Published: 15/04/2016 Last modified: 15/04/2016
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

802. FSA Final Notice 2011: Mark Thorogood [pdf]

     Final notices Published: 24/01/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mark Thorogood

803. FSA Final Notice 2010: Vantage Capital Markets LLP [pdf]

     Final notices Published: 17/06/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Vantage Capital Markets LLP

804. Final Notice 2023: Brian Hamilton [pdf]

     Final notices Published: 16/08/2023
     This final notice (Brian Hamilton) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the Temporary Permissions Regime. We imposed a

805. FSA Final Notice 2011: Bank of Scotland Plc [pdf]

     Final notices Published: 23/05/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc

806. FSA Final Notice 2008: Asim Hussain [pdf]

     Final notices Published: 22/09/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: Asim Hussain

807. FSA Final Notice 2008: Simon Gowler [pdf]

     Final notices Published: 09/07/2008 Last modified: 18/11/2014
     FSA Final Notice 2008: Simon Gowler

808. FSA Final Notice 2010: Mehmet Sepil [pdf]

     Final notices Published: 12/02/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Mehmet Sepil

809. FSA Final Notice 2010: Nabeel Naqui [pdf]

     Final notices Published: 13/12/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Nabeel Naqui

810. FSA Final Notice 2011: Pinnacle Asset Management Limited [pdf]

     Final notices Published: 16/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Pinnacle Asset Management Limited