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Showing 941 to 950 of 7090 search results for final notice.

941. FSA Final Notice 2012: Quintillion Asset Management Limited [pdf]

     Final notices Published: 16/07/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Quintillion Asset Management Limited

942. FSA Final Notice 2012: Jay Alan Rutland [pdf]

     Final notices Published: 09/07/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Jay Alan Rutland

943. FSA Final Notice 2011: Simon John Latham [pdf]

     Final notices Published: 11/11/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Simon John Latham

944. Final Notice 2022: Lyonnaise De Banque [pdf]

     Final notices Published: 21/12/2022
     This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.

945. FSA Final Notice 2011: Westminster Mortgages Limited (In Liquidation) [pdf]

     Final notices Published: 15/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Westminster Mortgages Limited (In Liquidation)

946. FSA Final Notice 2013: Thomas Wilhelm Reeh [pdf]

     Final notices Published: 07/01/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Thomas Wilhelm Reeh

947. FSA Final Notice 2013: Tony Sidney Sanham [pdf]

     Final notices Published: 28/01/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Tony Sidney Sanham

948. Final Notice 2023: Keith Dickinson [pdf]

     Final notices Published: 13/09/2023
     This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS

949. Final Notice 2023: Jason Morrison [pdf]

     Final notices Published: 25/09/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

950. Final Notice 2015: Michael Banks [pdf]

     Final notices Published: 17/02/2015 Last modified: 17/02/2015
     This final notice refers to breaches of TC related to threshold conditions in the consumer credit sector. We imposed a refusal.