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Showing 951 to 960 of 7090 search results for final notice.

  1. Final notice 2016: James Kirkwood [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final notice 2016: Veena Bhandari [pdf]

    Final notices Published: 26/01/2016 Last modified: 26/01/2016
    This final notice refers to a candidate for approval to perform controlled functions. The candidate did not satisfy us that they met the competence & capability criteria of the FCA’s Fit and Proper Person Test. We refused the application.

  3. FSA Final Notice 2006: Huddersfield Superbikes Limited [pdf]

    Final notices Published: 21/03/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Huddersfield Superbikes Limited

  4. Final Notice 2023: Floenergy Ltd [pdf]

    Final notices Published: 03/05/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  5. FSA Final Notice 2008: GK Group Limited [pdf]

    Final notices Published: 21/08/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: GK Group Limited

  6. Final notice 2016: Premier Dental Limited [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Carz2go Ltd [pdf]

    Final notices Published: 15/07/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. FSA Final Notice 2012: Bank of Scotland Plc [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc

  9. Final Notice 2015: Rogerio Pinto [pdf]

    Final notices Published: 12/02/2015 Last modified: 02/04/2015
    This final notice refers to breaches of FIT related to lack of fitness and propriety in the trading firm sector. We imposed a refusal.

  10. Final Notice 2015: Stephen Allen [pdf]

    Final notices Published: 16/04/2015 Last modified: 16/04/2015
    This final notice refers to breaches of FIT related to lack of fitness and propriety and failing to be open and co-operative in the general insurance and protection sector. We imposed a prohibition.
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