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Showing 961 to 970 of 7090 search results for final notice.

961. FCA Final Notice 2014: Andrew Barlas [pdf]

     Final notices Published: 24/09/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 1 related to mortgage fraud in the mortgages sector. We imposed a public censure.

962. FSA Final Notice 2010: Andrew Emelife trading as Loans4Assets.com [pdf]

     Final notices Published: 20/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Andrew Emelife trading as Loans4Assets.com

963. FSA Final Notice 2012: Afriexchange Limited [pdf]

     Final notices Published: 11/12/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Afriexchange Limited

964. FSA Final Notice 2012: Chris John Wilkins trading as Mortgage Resolutions [pdf]

     Final notices Published: 17/04/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Chris John Wilkins trading as Mortgage Resolutions

965. FCA Final Notice 2014: Michael Bains [pdf]

     Final notices Published: 06/01/2014 Last modified: 07/04/2015
     This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

966. FCA Final Notice 2013: Daniel Norris [pdf]

     Final notices Published: 23/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection. We imposed a cancellation.

967. FCA Final Notice 2014: UK2PK Limited [pdf]

     Final notices Published: 14/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

968. FSA Final Notice 2009: Talking Mortgage Solutions Limited [pdf]

     Final notices Published: 16/09/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Talking Mortgage Solutions Limited

969. FCA Final Notice 2014: Besso Limited [pdf]

     Final notices Published: 19/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 related to anti-Bribery and corruption in the general insurance and protection sector. We imposed a fine.

970. FCA Final Notice 2014: Mohammed Dudu Miah [pdf]

     Final notices Published: 19/06/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.