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Showing 981 to 990 of 7091 search results for final notice.

981. Final Notice 2020: Neil Bartlett [pdf]

     Final notices Published: 08/04/2020
     This Final Notice (Neil Bartlett) refers to failure to meet the criteria in FIT. We imposed a prohibition.

982. Final Notice 2023: Gillian Sweeney [pdf]

     Final notices Published: 08/09/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

983. FSA Final Notice 2009: Cavendish Financial Services Limited [pdf]

     Final notices Published: 12/08/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Cavendish Financial Services Limited

984. FSA Final Notice 2009: Windmill Finance Services Limited [pdf]

     Final notices Published: 20/05/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Windmill Finance Services Limited

985. FSA Final Notice 2011: Paul Clark [pdf]

     Final notices Published: 19/01/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Paul Clark

986. FSA Final Notice 2011: Exclusive Asset Management Limited (In Liquidation) [pdf]

     Final notices Published: 08/07/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Exclusive Asset Management Limited (In Liquidation)

987. FSA Final Notice 2010: Trinity Network Services Limited [pdf]

     Final notices Published: 12/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Trinity Network Services Limited

988. FSA Final Notice 2009: Dele MacAulay [pdf]

     Final notices Published: 26/06/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Dele MacAulay

989. FSA Final Notice 2010: John Apicella [pdf]

     Final notices Published: 30/04/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: John Apicella

990. FSA Final Notice 2010: Michael Adam Goldman formerly trading as Goldman Group [pdf]

     Final notices Published: 10/06/2010 Last modified: 18/06/2020
     FSA Final Notice 2010: Michael Adam Goldman formerly trading as Goldman Group