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Showing 11 to 20 of 36 search results for firms failing to notify the FCA of a net short position.
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FCA fines ARCM £873,118 for breaches of short selling disclosure rules
The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built -
Notification and disclosure of net short positions
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. -
FCA statement on short selling bans and reporting
Find out the powers the FCA are provided with by the Short Selling Regulation (SSR). -
Primary Market Bulletin 32
Welcome to the 32nd edition of the Primary Market Bulletin (PMB) -
Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue
Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue. -
The Financial Resilience Survey data
The FCA presents the results of the final Financial Resilience Survey issued in October 2023. -
UK EMIR reporting questions and answers
Guidance for reporting under the revised UK EMIR Article 9 reporting requirements. -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
Enforcement data – Annual Report 2020/21
This FCA enforcement data for the year 2020/21 forms part of the FCA's annual report 2020/21. -
The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator
The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that