Search results
Showing 261 to 270 of 308 search results for focus for firms implementing the Consumer Duty.
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2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance -
Speech: The economic challenge of regulating the mortgage market
Consumers struggle with complex calculations and terms (FCA paper in prep; Dellaert & Stremersch). ... Consumers struggle with uncertainty (Preusschoff, Mohr & Hsu). Information, complexity and uncertainty can interact in nasty ways and firms can -
CP16/10: Proposed implementation of the Enforcement Review and the Green Report
This Consultation Paper incorporates the PRA and FCA’s proposals for implementing recommendations 2 and 3 in Chapters 3 and 4. ... This consultation will be of interest to all firms and individuals involved in providing financial services. -
Capital Markets Union – a regulator’s perspective
Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the -
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
Clear individual accountability should focus minds, drive up standards, and make firms easier to run and to supervise. ... the Senior Managers Regime focuses on individuals who hold key roles and responsibilities in relevant firms. -
Preparing for Brexit in financial services: the state of play
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London -
Karina McTeague speech on retail banking and payments at the PayExpo 2017
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the PayExpo 2017 on changes within the payments landscape. -
FCA places restrictions on twice as many consumer investment firms this year
The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market. -
Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.