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Showing 132 to 141 of 343 search results for former insurance broker.

132. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

133. The coronavirus (Covid-19) financial resilience survey data

     Data Published: 07/01/2021 Last modified: 07/01/2021
     The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

134. The retail intermediary market 2020

     Data Published: 29/07/2021 Last modified: 21/07/2022
     This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR).

135. Tribunal bans former trader for lying to the FCA and the Tribunal

     Press Releases Published: 17/12/2013 Last modified: 19/12/2013
     The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Conduct Authority (FCA) to ban former derivatives trader David John Hobbs from performing any role in regulated financial services. ... instructing Andrew Charles Kerr, a broker at

136. FCA bans former BGC senior executive Anthony Verrier

     Press Releases Published: 29/01/2014 Last modified: 30/06/2014
     The Financial Conduct Authority (FCA) has banned Anthony Verrier (a former senior executive at BGC) from performing any function in relation to any regulated activity in the financial services industry. ... in an unlawful means conspiracy, the unlawful

137. Improving access to insurance

     Speeches Published: 23/06/2017 Last modified: 23/06/2017
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the FCA Insurance Access event.

138. Power brokers: how to transform into the lynchpins of the ecosystem

     Speeches Published: 16/05/2024 Last modified: 16/05/2024
     Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.

139. Unfair contract terms library

     Tasks for firms Published: 03/08/2015 Last modified: 09/05/2024
     The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

140. Insurance sellers and authorisation

     New firm authorisation Published: 09/08/2017 Last modified: 15/02/2023
     Here we list some typical misconceptions about the way we authorise insurance sellers. Then we give you the facts.

141. FCA bans former RBS LIBOR submitter, Paul White

     Press Releases Published: 12/04/2016 Last modified: 12/04/2016
     External Broker: "u got a bit less emotion in the 3's fix [JPY] today?". ... White: "unchanged should be the call, u want higher?". External Broker: "yah, if not a msve prob".

142. Approved Persons help text: Connect

     Published: 12/05/2016 Last modified: 04/10/2023
     Read the FCA Connect help text for Approved Persons.