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Showing 162 to 171 of 343 search results for former insurance broker.

162. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

163. FCA confirms leasehold buildings insurance reforms

     Press Releases Published: 29/09/2023 Last modified: 29/09/2023
     The FCA has confirmed new measures to support leaseholders in the multi-occupancy buildings insurance market.

164. Changes in mortgage regulation

     Speeches Published: 11/11/2015 Last modified: 11/11/2015
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

165. Our approach to secondary credit brokers that supply a non-financial service

     Firm authorisation Published: 16/11/2023 Last modified: 16/11/2023
     If you're authorised as a Full Permission secondary credit broker, find out whether you can apply to the FCA to change your authorisation to Limited Permission.

166. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

167. Final Notice 2018: Forethought Brokers Ltd [pdf]

     Final notices Published: 03/07/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit

168. RMA-C Client money and assets: FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
     RMA-C Client money and assets.

169. Information on furlough fraud - November 2022

     FOI Release Date of Release: 11/11/2022
     FCA provides information on furlough fraud.

170. Consumer credit lenders and authorisation

     New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
     Here we list some typical misconceptions about the way we authorise lenders. Then we give you the facts.

171. Countdown to the Consumer Duty

     Speeches Published: 10/05/2023 Last modified: 10/05/2023
     Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

172. Financial promotions quarterly data 2022 Q2

     Data Published: 22/07/2022 Last modified: 04/11/2022
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.