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Showing 172 to 181 of 343 search results for former insurance broker.

172. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

173. Information on furlough fraud - November 2022

     FOI Release Date of Release: 11/11/2022
     FCA provides information on furlough fraud.

174. Consumer credit lenders and authorisation

     New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
     Here we list some typical misconceptions about the way we authorise lenders. Then we give you the facts.

175. Final Notice 2018: Forethought Brokers Ltd [pdf]

     Final notices Published: 03/07/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit

176. British Steel Pension Scheme: Tools for firms

     Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
     The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.

177. Alpha Insurance A/S declared bankrupt – UK policyholders must immediately seek alternative cover

     Statements Published: 09/05/2018 Last modified: 02/10/2019
     Alpha Insurance A/S ('Alpha') is an insurance firm authorised and regulated by the Danish Financial Supervisory Authority. It operates in the UK on a freedom of services basis which means that some customers, both private and commercial, based in

178. Financial promotions case studies

     Tasks for firms Published: 09/07/2021 Last modified: 28/05/2024
     Examples of good and bad practice when promoting financial services, and our expectations for promotions to be clear, fair and not misleading.

179. Consumer credit income – what to report

     Tasks for firms Published: 24/10/2017 Last modified: 03/05/2024
     See how the FCA charges consumer credit firms annual fees based on the data in the CCR002 or CCR007.

180. Financial promotions data 2022

     Data Published: 03/02/2023 Last modified: 03/02/2023
     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

181. Financial promotions quarterly data 2022 Q4

     Data Published: 03/02/2023 Last modified: 05/05/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.

182. Financial promotions quarterly data 2023 Q1

     Data Published: 05/05/2023 Last modified: 04/08/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .