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Showing 222 to 231 of 343 search results for former insurance broker.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    Former chief executive of stockbroker firm fined £450,000 and banned. Press Releases First published:. ... A sample review of Gracechurch broker calls showed that brokers persistently ignored refusals by several clients to buy stock, repeatedly made

  3. General insurance value measures data 2022

    Data Published: 20/09/2023 Last modified: 20/09/2023
    The FCA has published value measures data for a wide range of General Insurance (GI) Products for January to December 2022.

  4. Financial promotions quarterly data 2023 Q2

    Data Published: 04/08/2023 Last modified: 03/11/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

  5. FCA publishes coronavirus financial resilience survey data

    Press Releases Published: 07/01/2021 Last modified: 07/01/2021
    The FCA has published the results of its coronavirus (Covid-19) financial resilience surveys. The surveys were sent to solo-regulated firms to inform the FCA of the impact of coronavirus on firms’ financial resilience.

  6. The challenges for insurance and regulators in a Big Data world

    Speeches Published: 22/11/2016 Last modified: 22/11/2016
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Association Of British Insurers (ABI) annual conference.

  7. Information on COVID 19 BI claims brokers - December 2022

    FOI Release Date of Release: 02/12/2022
    Information on Covid 19 BI claims brokers.

  8. Pilot general Insurance value measures data – year ending 31 August 2017

    Data Published: 01/03/2018 Last modified: 31/10/2022
    The FCA have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017.

  9. Consumer Duty: Not once and done

    Speeches Published: 01/11/2023 Last modified: 01/11/2023
    Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

  10. Fraudsters targeting Active Wealth (UK) Ltd clients

    News stories Published: 12/09/2018 Last modified: 14/09/2018
    Fraudsters falsely claiming to be from the FCA are contacting former clients of the West Midland based advisory firm, Active Wealth (UK) Limited. ... We havebeen made aware that a third party may have provided information about former clients of Active

  11. Disruptive innovation in financial markets

    Speeches Published: 26/10/2015 Last modified: 26/10/2015
    Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version.
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