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Showing 242 to 251 of 343 search results for former insurance broker.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Important information for British Steel Pension Scheme members

    News stories Published: 01/03/2019 Last modified: 24/05/2019
    The FCA is looking into the suitability of the advice that firms gave to members of the British Steel Pension Scheme (BSPS). We want to ensure that former members of the scheme know about their rights to make a formal complaint to the Financial

  3. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  4. Price comparison websites failing to meet FCA expectations

    Press Releases Published: 16/07/2014 Last modified: 16/07/2014
    Clive Adamson, FCA director of supervision said:. 'Price comparison websites have increased in popularity among consumers with an estimated one third of consumers buying their motor insurance policy through them. ... Not all comparison sites, that were

  5. Coin Standart (clone of Appointed Representative)

    Warnings Published: 07/10/2021 Last modified: 07/10/2021
    Coin Standart (clone of Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  6. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Financial promotions quarterly data 2023 Q3

    Data Published: 03/11/2023 Last modified: 14/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.

  8. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.

  9. Apply to become a credit reference agency or credit information services provider

    Firm authorisation Published: 27/04/2020 Last modified: 13/12/2023
    Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services.

  10. Information on the FCA approval times for people in certain roles

    FOI Release Date of Release: 24/06/2021
    The FCA provides information on the approval times for people in chief executive officer, chief financial officer and chief risk officer roles.

  11. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    Moorhouse is a general insurance broker whose business is focused on selling motor and liability related insurance products to small and medium enterprises (SMEs) including very small businesses known as ... This put customers at risk of buying the wrong
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