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Showing 252 to 261 of 343 search results for former insurance broker.

252. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

253. Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

     Statements Published: 29/01/2020 Last modified: 29/01/2020
     Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

254. Speech: Shadow banking - the potential risks and rewards

     Insight Published: 21/02/2017 Last modified: 02/03/2017
     For brevity, I list the institutions only:. global banks. broker-dealers. money market mutual funds. ... banking market, where M&G acted as broker between H&W and underlying providers of funds.

255. Statement on updated guidance for insurance and premium finance firms

     Statements Published: 24/07/2020 Last modified: 24/07/2020
     The FCA proposes extending a series of temporary measures to help customers who hold insurance and premium finance products.

256. AEC Investments (Clone of EEA authorised firm)

     Warnings Published: 04/12/2019 Last modified: 20/05/2021
     AEC Investments (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

257. Pilot general Insurance value measures data – year ending 31 August 2019

     Data Published: 08/09/2020 Last modified: 31/10/2022
     The FCA has published general insurance (GI) value measures data value measures data for 28 insurers (including both UK and EEA firms) for the year ending 31 August 2019.  

258. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

     Data Published: 07/10/2021 Last modified: 07/10/2021
     The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

259. General Insurance value measures data – year ending 31 August 2016

     Data Published: 25/01/2017 Last modified: 06/09/2018
     We have published general insurance value measures data for 38 insurers (including both UK and EEA firms) for the year ending 31 August 2016.

260. RMA-D Regulatory capital and financial resources: FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     RMA-D Regulatory capital and financial resources: FAQs

261. Partly contested cases, the pipeline and AML investigations

     Speeches Published: 04/04/2019 Last modified: 04/04/2019
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

262. Information on Temporary Permission Regime (TPR) - January 2021

     FOI Release Date of Release: 29/01/2021
     The FCA responds multiple questions on the Temporary Permissions Regime.