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Showing 292 to 301 of 343 search results for former insurance broker.

292. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

293. FCA Board appoints three new members to the Regulatory Decisions Committee

     News stories Published: 14/01/2014 Last modified: 29/11/2016
     Pauline Wallace, a former senior partner at PwC. Wallace was, for the last four years, head of public policy and regulatory affairs advising the board on public policy issues. ... He now operates as an independent consultant via his own business Craddock

294. TR15/5: Provision of premium finance to retail general insurance customers

     Thematic reviews Published: 11/05/2015 Last modified: 30/08/2016
     TR15/5: Provision of premium finance to retail general insurance customers. Thematic reviews First published:. ... This report is aimed at general insurance intermediaries, insurers, relevant trade associations and consumer bodies.

295. The hidden cost of domestic financial abuse: working together to improve outcomes

     Blogs Published: 17/05/2024 Last modified: 20/05/2024
     Domestic financial abuse has a huge impact on the lives of those who experience it.

296. FG15/7 - Guidance on financial crime systems and controls

     Finalised guidance Published: 27/04/2015 Last modified: 30/08/2015
     In November 2014, we consulted on proposed examples of good practice from two thematic reviews that considered small banks’ anti-money laundering and financial sanctions, and small commercial insurance brokers’

297. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

     Press Releases Published: 03/10/2013 Last modified: 07/02/2022
     he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

298. Exchange of letters and work on multiple-occupancy residential buildings insurance

     News stories Published: 28/01/2022 Last modified: 10/05/2022
     We outline the work we are carrying out in the insurance market for multi-occupancy residential buildings.

299. FS16/5: Call for Inputs on Big Data in retail general insurance

     Feedback statements Published: 21/09/2016 Last modified: 06/03/2017
     In this Feedback Statement we summarise the responses we have received to our Call for Inputs on the use of Big Data in retail general insurance (GI), and outline our responses to the issues raised.

300. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

     Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
     If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

301. Consumer investments data review April 2021 – March 2022

     Data Published: 18/10/2022 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

302. Investor relations in an increasingly regulated and international world

     Speeches Published: 19/06/2013 Last modified: 18/07/2013
     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.