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Showing 322 to 331 of 343 search results for former insurance broker.

322. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

323. FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms

     Policy and guidance Feedback statements Published: 14/05/2020 Last modified: 14/05/2020
     We summarise responses to our proposals for insurance and premium finance firms on the fair treatment of customers in temporary financial difficulty.

324. FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

     Press Releases Published: 22/09/2015 Last modified: 22/09/2015
     The FCA also announced that Linda Woodall would become Director of Life Insurance and Financial Advice. ... Georgina started her career as a researcher in a major accountancy firm before moving on to become an investment analyst for an institutional

325. Financial services regulation and enforcement: recent developments and emerging issues

     Speeches Published: 09/10/2013 Last modified: 10/10/2013
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

326. Coronavirus and customers in temporary financial difficulty: draft updated guidance for insurance and premium finance firms

     Policy and guidance Guidance consultations Published: 24/07/2020 Last modified: 24/07/2020
     We propose to extend the guidance for insurance and premium finance firms for a further three months, until 31 October 2020

327. Interest rate benchmark reform: transition to a world without LIBOR

     Speeches Published: 12/07/2018 Last modified: 12/07/2018
     Andrew Bailey, chief executive of the FCA, on transitioning from LIBOR to alternative interest rate benchmarks.

328. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

329. Cost of Living: good and poor practice in the general insurance market

     Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
     We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

330. Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms

     Guidance consultations Published: 16/10/2020 Last modified: 30/11/2020
     The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19).

331. Consumer Duty implementation: good practice and areas for improvement

     Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
     What firms are doing well and what they could do better.

332. FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability

     Press Releases Published: 18/11/2019 Last modified: 06/05/2022
     The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’