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Showing 72 to 81 of 343 search results for former insurance broker.

72. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

73. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

    Press Releases Published: 05/11/2014 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted

74. MS17/2.1: Wholesale Insurance Broker Market Study Terms of Reference [pdf]

    Market studies Published: 08/11/2017
    The terms of reference for our Wholesale insurance broker market study, will consider how competition is working in the sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in the interests of its

75. FSA Final Notice 2007: A.S. Insurance Brokers Limited [pdf]

    Final notices Published: 25/05/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: A.S. Insurance Brokers Limited

76. FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited [pdf]

    Final notices Published: 11/10/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited

77. FSA Supervisory Notice 2009: Derek Silk trading as Silk Insurance Brokers [pdf]

    Supervisory notices Published: 01/11/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: Derek Silk trading as Silk Insurance Brokers

78. Benchmark enforcement

    Markets Published: 22/04/2016 Last modified: 14/12/2022
    We have taken action where we have seen evidence of attempted benchmark manipulation. Learn more about the results of these actions.

79. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

80. FSA Final Notice 2012: Rajendra Patel trading as R.J. Insurance Brokers [pdf]

    Final notices Published: 03/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Rajendra Patel trading as R.J. Insurance Brokers

81. FSA Final Notice 2009: HSBC Insurance Brokers Limited [pdf]

    Final notices Published: 22/07/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: HSBC Insurance Brokers Limited

82. FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers [pdf]

    Final notices Published: 09/06/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers