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Showing 92 to 101 of 343 search results for former insurance broker.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. FSA Supervisory Notice 2009: Griffiths McAlister Insurance Brokers Limited [pdf]

    Supervisory notices Published: 01/03/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: Griffiths McAlister Insurance Brokers Limited

  3. Final Notice 2017: Best Broker Limited [pdf]

    Final notices Published: 20/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  4. Credit brokers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 25/05/2022
    Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.

  5. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.

  6. 2013 fines

    News stories Published: 02/01/2013 Last modified: 26/03/2024
    Fines published during the calendar year ending December 2013.

  7. Information on general insurance - October 2022

    FOI Release Date of Release: 17/10/2022
    FCA provides information on Acquisition of general insurance brokers approved and declined.

  8. FCA bans Terry Farr

    Press Releases Published: 29/05/2019 Last modified: 29/05/2019
    The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

  9. FSA - General insurance intermediaries [xls]

    Data Published: 05/12/2012 Last modified: 26/06/2013
    Statistics on General Insurance Intermediaries.

  10. MS17/2.2: Wholesale Insurance Broker Market Study - Final report [pdf]

    Market studies Published: 20/02/2019

  11. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

    Press Releases Published: 22/06/2022 Last modified: 22/06/2022
    We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.
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