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Showing 1122 to 1131 of 1732 search results for general insurance market.

  1. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    Although wholesale market participants are typically more sophisticated than many retail consumers, wholesale markets are not immune from competition issues. ... Our review is wide ranging, covering activities relating to the markets and market
  2. FSCS supplementary levies for 2020/21

    Tasks for regulated firms Published: 05/02/2020 Last modified: 13/02/2023
    Find out more about the 2020/2021 Financial Services Compensation Scheme's (FSCS) supplementary levy.
  3. Statutory panels

    About us How we operate Published: 19/04/2016 Last modified: 05/06/2024
    The FCA consults on its work with independent statutory panels. Find out more about what each panel covers.
  4. Final Notice 2020: Net Direct Car Sales Limited [pdf]

    Final notices Published: 26/06/2020
    This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and
  5. Regulatory Initiatives Grid

    Corporate documents Published: 30/11/2023 Last modified: 30/05/2024
    The Financial Services Regulatory Initiatives Forum was launched to strengthen coordination between members. This is the latest planned regulatory initiatives for the next 24 months.
  6. Journey towards a conduct regulator

    Speeches Published: 05/03/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London
  7. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    Firms who operate in these markets therefore need to take responsibility for ensuring standards of market practice are high. ... For example, closing the gap that market abuse rules do not cover spot FX markets.
  8. Final notice 2016: Park Grove Financial Management Limited [pdf]

    Final notices Published: 27/06/2016 Last modified: 27/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.
  9. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.
  10. FCA fines Bluefin £4m for misleading customers

    Press Releases Published: 06/12/2017 Last modified: 06/12/2017
    The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way