Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1342 to 1351 of 1732 search results for general insurance market.

  1. Multi-occupancy buildings insurance – broker remuneration

    Multi-firm reviews Published: 21/04/2023 Last modified: 21/04/2023
    Read the findings of our multi-occupancy buildings insurance broker remuneration review.
  2. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.
  3. Tribunal directs Financial Conduct Authority to ban former insurance broker

    Press Releases Published: 16/04/2015 Last modified: 16/04/2015
    Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.
  4. CP21/13: A new Consumer Duty

    Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers
  5. List of society prosecutions 2016 [pdf]

    Data Published: 29/03/2017
    Societies have been prosecuted for failing to submit an annual return and accounts in 2016.
  6. Tribunal upholds FCA ban and significant fine on insurance broker

    Press Releases Published: 28/06/2013 Last modified: 17/09/2013
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for
  7. TSB fined £48.65m for operational resilience failings

    Press Releases Published: 20/12/2022 Last modified: 20/12/2022
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,
  8. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.
  9. Information on firms sanctioned for greenwashing - April 2022

    FOI Release Date of Release: 28/04/2022
    The FCA provides information on greenwashing.
  10. A forward look at regulation of the UK’s wholesale financial markets

    Speeches Published: 16/03/2021 Last modified: 16/03/2021
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.