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Showing 1622 to 1631 of 1732 search results for general insurance market.

1622. General Insurance pricing practices market study

      We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.

1623. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

      Press Releases Published: 13/02/2013 Last modified: 23/11/2021
      The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.

1624. Three individuals face charges for unauthorised sale-and-rent-back schemes

      Press Releases Published: 13/06/2023 Last modified: 13/06/2023
      The FCA has started criminal proceedings against 3 people for carrying out regulated activity without authorisation.

1625. FCA fines Swinton Group Limited £7.38 million for mis-selling monthly add-on insurance policies

      Press Releases Published: 16/07/2013 Last modified: 17/09/2013
      The Financial Conduct Authority (FCA) has fined Swinton Group Limited (Swinton), one of the largest insurance retailers on the high street, £7,380,400 for mis-selling. The FCA found that Swinton’s aggressive sales strategy meant that it failed to

1626. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

      Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
      firms that provide financial advice – both PIFs and competing firms subject to other prudential regimes - and potential new market entrants. ... providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional

1627. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

      Press Releases Published: 21/12/2020 Last modified: 21/12/2020
      The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.

1628. Financial services regulation and enforcement: recent developments and emerging issues

      Speeches Published: 09/10/2013 Last modified: 10/10/2013
      Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

1629. Coronavirus and customers in temporary financial difficulty: draft updated guidance for insurance and premium finance firms

      Policy and guidance Guidance consultations Published: 24/07/2020 Last modified: 24/07/2020
      We propose to extend the guidance for insurance and premium finance firms for a further three months, until 31 October 2020

1630. Advice firms demonstrate some good practice on due diligence but greater consistency needed

      Press Releases Published: 19/02/2016 Last modified: 19/02/2016
      Linda Woodall, director of life insurance and financial advice at the FCA, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

1631. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules

      Policy and guidance Policy statements Published: 05/07/2021 Last modified: 05/11/2021
      We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans.

1632. FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)

      Feedback statements Published: 29/09/2021 Last modified: 10/12/2021
      Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.