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Showing 872 to 881 of 1732 search results for general insurance market.

  1. Final Notice 2022: Luke Andrew Durrant [pdf]

    Final notices Published: 22/09/2022
    The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition.
  2. TR16/6: Principals and their appointed representatives in the general insurance sector – and follow-up work [pdf]

    Thematic reviews Published: 21/06/2017
    Our findings, expectations and actions from this thematic review.
  3. Final notice 2016: Coverall Worldwide Ltd [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general
  4. Final Notice 2017: Richard Telfryn Jones [pdf]

    Final notices Published: 16/11/2017
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.
  5. Portfolio Letter on Risks Life Insurance firms pose to consumers or markets [pdf]

    Correspondence Published: 18/05/2020
    The purpose of this letter is to set out our view of the key risks of harm Life Insurance firms pose to their customers or the markets in which they operate.
  6. Final Notice 2018: Fairbourne Assist Ltd [pdf]

    Final notices Published: 08/03/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.
  7. Diversity, Equity and Inclusion (DEI) Innovation Spotlight

    Published: 24/08/2022 Last modified: 22/03/2023
    Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space
  8. Subscribe to updates on our campaign to prevent investment harm

    Last modified: 06/02/2024
    Tackling harm in the consumer investment market is a priority for the FCA. ... We process personal data in line with the requirements of The General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.
  9. Final Notice 2018: Paul Thomas Maksymuik [pdf]

    Final notices Published: 31/01/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector, Mortgages and Investment Adviser. We imposed a cancellation.
  10. Decision Notice 2018: John Lawrence Radford [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.