Search results

Showing 101 to 110 of 358 search results for net short position.

101. Personal accountability

     Speeches Published: 02/12/2015 Last modified: 19/04/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

102. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     We also fined and banned Plunkett for his trading in the fix in a way which appeared to be designed to benefit his position in a complex product expiring that day. ... The new regime will increase accountability of individuals in positions of

103. 2018 Disclosure Log

     Last modified: 14/09/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

104. Workstreams updates

     Statements Published: 16/07/2021 Last modified: 16/07/2021
     Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

105. Climate change and sustainable finance

     Published: 19/04/2021 Last modified: 24/06/2024
     The FCA's work on climate change and other environmental, social and governance (ESG) issues.

106. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

107. Leading the Way on Regulation

     Speeches Published: 16/05/2019 Last modified: 17/05/2019
     Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

108. Lessons to learn from the GameStop episode

     InvestSmart Last modified: 23/03/2023
     Learn what happened to the share price of retailer GameStop, how to spot the drawbacks of a risky investment and decide whether it’s right for you.

109. Brexit and beyond

     Speeches Published: 21/03/2019 Last modified: 21/03/2019
     Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

110. Application under MIFIDPRU 4.11.9R [docx]

     Forms Published: 19/11/2021
     Application under MIFIDPRU 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352