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Showing 171 to 180 of 358 search results for net short position.

171. Surveillance: The FCA's expectations and toolkits

     Speeches Published: 07/10/2014 Last modified: 07/10/2014
     Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

172. The importance of international co-operation

     Speeches Published: 09/10/2018 Last modified: 09/10/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

173. FCA publicly censures Redcentric PLC for market abuse

     Press Releases Published: 26/06/2020 Last modified: 26/06/2020
     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

174. Non-financial counterparties subject to EMIR: 2014 review

     Markets policy Published: 26/07/2016 Last modified: 11/01/2023
     The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR).

175. Debating trust and confidence in banking

     Speeches Published: 28/05/2015 Last modified: 28/05/2015
     Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

176. Preparing your firm's financial information

     Firms Firm authorisation Published: 25/05/2023 Last modified: 02/05/2024
     Find out what financial information to include before you submit an application to be authorised by us.

177. The Consumer Credit landscape today

     Speeches Published: 27/02/2018 Last modified: 27/02/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Finance & Leasing Association (FLA).

178. Analysing the impact of EMIR variation margin requirements

     Research insights Published: 30/06/2017 Last modified: 30/06/2017
     This page summarises our research into derivatives trading data to assess the impact on firms.

179. The future of financial conduct regulation

     Speeches Published: 23/04/2019 Last modified: 22/01/2021
     Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London

180. The future of regulation: AI for consumer good

     Speeches Published: 16/07/2019 Last modified: 16/07/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Alan Turing Institute.