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Showing 211 to 220 of 358 search results for net short position.

211. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

     Speeches Published: 16/07/2018 Last modified: 19/01/2021
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

212. Open Finance: an opportunity for financial services

     Speeches Published: 18/11/2019 Last modified: 18/11/2019
     Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.

213. Speech: Culture in UK banking – regulatory priorities

     Insight Published: 18/10/2016 Last modified: 17/02/2017
     Just to be sure, I am not stating any formal positions of the FCA in my talk today. ... of regulation in this.I do not want to labour the obvious point that banks with a dubious culture might focus on creating short-term profits to pay bonuses or to

214. FCA bans former BGC senior executive Anthony Verrier

     Press Releases Published: 29/01/2014 Last modified: 30/06/2014
     Verrier held a senior position within the financial services industry. He should have been a role model for others. ... The judge’s findings about his conduct made it clear he fell far short of that.

215. The rationale for the FCA’s Mission and the context which the FCA operates in

     Speeches Published: 26/10/2016 Last modified: 10/11/2016
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.

216. The new pension flexibilities – update from the FCA

     Statements Published: 30/06/2015 Last modified: 12/04/2024
     An update on FCA activity on pension flexibilities.

217. Former Blackrock Asset Management Managing Director Banned

     Press Releases Published: 15/12/2014 Last modified: 15/12/2014
     Burrows held a senior position within the financial services industry. His conduct fell short of the standards we expect.

218. Asset management portfolio tools

     Firms Multi-firm reviews Published: 13/01/2020 Last modified: 27/10/2020
     This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.

219. Maintaining market confidence: an update on Brexit

     Speeches Published: 05/11/2018 Last modified: 05/11/2018
     Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

220. Andrew Bailey speech at the Annual Public Meeting 2018

     Speeches Published: 11/09/2018 Last modified: 11/09/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.