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Showing 311 to 320 of 358 search results for net short position.

311. Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update

     Newsletters Published: 27/05/2020 Last modified: 23/03/2022
     In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.

312. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

     Press Releases Published: 23/06/2015 Last modified: 23/06/2015
     bonuses). The new framework aims to further align risk and individual reward in the banking sector to discourage irresponsible risk-taking and short-termism, and to encourage more effective risk management. ... Our intention is that people in positions

313. Authorised fund managers’ assessments of fund value 2023

     Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
     Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

314. Authorised fund managers’ assessments of their funds’ value

     Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
     This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

315. Chief Executive speaks at APM about recent work and future challenges

     Speeches Published: 20/07/2016 Last modified: 20/07/2016
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

316. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

     Press Releases Published: 12/10/2016 Last modified: 12/10/2016
     The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

317. JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades

     Press Releases Published: 19/09/2013 Last modified: 19/09/2013
     When significant losses began to mount during 2012, JPMorgan’s traders sought to conceal them by mismarking positions and through misconduct in the market in which the losses were occurring. ... The Group filed a statement of its earnings in the US on

318. FCA launch consultation to assist parties in proving presence of coronavirus in business interruption insurance claims

     Statements Published: 11/12/2020 Last modified: 11/12/2020
     The FCA is launching a consultation to assist parties in proving presence of coronavirus in Business Interruption insurance claims.

319. Financial Lives January 2023: Consumer experience of the rising cost of living – the burden of bills and ways to get support

     Financial Lives Published: 17/05/2023 Last modified: 26/07/2023
     The FCA are providing selected statistics in this research note from its Financial Lives cost of living (Jan 2023) recontact survey, to give an insight into the financial situation UK adults experienced over the 6 months to January 2023.

320. Financial Conduct Authority outlines how it would use the temporary transitional power

     Press Releases Published: 01/02/2019 Last modified: 11/04/2024
     The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.