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Showing 141 to 150 of 13194 search results for new Consumer Duty.

141. Cautious optimism for the post-pandemic world

     Speeches Published: 23/04/2021 Last modified: 23/04/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association.

142. FCA winds up a boiler room

     Press Releases Published: 20/03/2014 Last modified: 01/04/2014
     Between June and October 2013, FCW collected approximately £660,000 from 27, mainly UK-based, consumers. ... The FCA is aware that many consumers invested tens of thousands of pounds with the company.

143. Advice Guidance Boundary Review

     News stories Published: 03/08/2023 Last modified: 03/08/2023
     The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.

144. Finding opportunity in a world of uncertainty

     Speeches Published: 30/06/2022 Last modified: 30/06/2022
     Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

145. New Chair appointments to FCA’s Smaller Business Practitioner Panel and Consumer Panel

     Press Releases Published: 30/05/2022 Last modified: 30/05/2022
     The Financial Conduct Authority (FCA) has appointed Helen Charlton as the Chair of the Financial Services Consumer Panel, and Andy Mielczarek as the Chair of the FCA Smaller Business Practitioner Panel, succeeding Wanda Goldwag and Marlene Shiels

146. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.

147. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

148. Prescribed Persons Annual Report 2022/23

     Data Published: 20/07/2023 Last modified: 20/07/2023
     The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.

149. Customer Understanding of Transactions

     News stories Published: 12/04/2016 Last modified: 12/04/2016
     Customer Understanding of Transactions. News stories First published:. 12/04/2016. Last updated: 12/04/2016. ... their approach to designing products, providing understandable information to consumers and dealing with complaints.

150. How to organise a COO

     Speeches Published: 08/02/2023 Last modified: 08/02/2023
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023