Search results

Showing 151 to 160 of 13185 search results for new Consumer Duty.

151. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.

152. Customer Understanding of Transactions

     News stories Published: 12/04/2016 Last modified: 12/04/2016
     Customer Understanding of Transactions. News stories First published:. 12/04/2016. Last updated: 12/04/2016. ... their approach to designing products, providing understandable information to consumers and dealing with complaints.

153. Share, bond and boiler room scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

154. Personal data and supervision

     Last modified: 13/12/2023
     How and why the FCA uses personal data to carry out its supervision functions.

155. How to organise a COO

     Speeches Published: 08/02/2023 Last modified: 08/02/2023
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

156. Apply to be an authorised AIFM

     Markets Published: 05/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

157. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

158. Gaming trading: how trading apps could be engaging consumers for the worse

     Research articles Published: 21/11/2022 Last modified: 01/02/2023
     You may be familiar with the jumping green owl celebrating your completion of a Duolingo language lesson. Or perhaps you compete against your friends on Strava to run the most miles in a month. These are all examples of gamification – the use of

159. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     In that period we have authorised around 980 new firms. we have completed the registration of some 50,000 consumer credit firms for interim permission (taking the regulated firm population to ... the transaction, saving consumers an estimated £200m in

160. Information for newly authorised firms

     Published: 30/09/2022 Last modified: 25/05/2023
     As a newly authorised firm, learn about the systems you'll use and important things you need to know.