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Showing 271 to 280 of 13194 search results for new Consumer Duty.
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FCA proposes new measures to maintain firms’ focus on culture
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The -
FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime
The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their -
FCA confirms final rules for independent governance committees
scheme. New regulations have been introduced today by the DWP to ensure value for money in relevant occupational pension schemes. ... The FCA has confirmed that a review of the overall effectiveness of the new governance bodies will be conducted in 2017. -
Statement re: promotion of shares in EMMIT plc
and therefore owes certain duties to the FCA. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial system; and to promote -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Consumer Investments Strategy – 1 year update
The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021. -
Transitional provisions and regimes
Find out about the transitional provisions and regimes that are operating, following the end of the transition period. -
Asset management: A regulatory perspective
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference. -
Investor engagement in a changing regulatory landscape
MAR will introduce a new framework for conducting market soundings within which legitimate disclosures of inside information can be made. ... These studies can conclude that competition in a market is working well or that further guidance or new rules -
2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019.