Search results

Showing 331 to 340 of 13185 search results for new Consumer Duty.

331. Speech: The economic challenge of regulating the mortgage market

     Insight Published: 04/11/2016 Last modified: 17/02/2017
     At the same time, mortgages are the biggest financial transaction that many consumers make. ... Consumers struggle with complex calculations and terms (FCA paper in prep; Dellaert & Stremersch).

332. PS21/17: A new UK prudential regime for MiFID investment firms  

     Policy statements Published: 26/11/2021 Last modified: 31/12/2021
     This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.

333. Diversity and inclusion: Our role as a regulator

     About us Published: 09/09/2020 Last modified: 25/09/2023
     We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

334. Improving the Appointed Representatives regime through greater use of data

     Data Published: 28/09/2023 Last modified: 03/10/2023
     This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

335. Evolving our enforcement approach to protect and grow our markets

     Speeches Published: 27/02/2024 Last modified: 27/02/2024
     Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

336. What does the future of insurance broking look like?

     Speeches Published: 02/07/2013 Last modified: 18/07/2013
     Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version.

337. FCA publishes first consultation on new prudential regime for UK investment firms

     News stories Published: 14/12/2020 Last modified: 14/12/2020
     The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

338. Guidance for crypto firms to help them comply with marketing rules 

     News stories Published: 02/11/2023 Last modified: 02/11/2023
     Following a change in legislation, cryptoassets promotions targeting UK consumers now fall within our remit

339. The Pensions Regulator and the FCA publish joint regulatory guide

     Press Releases Published: 21/03/2014 Last modified: 01/04/2014
     A new guide that sets out how The Pensions Regulator and the Financial Conduct Authority regulate defined contribution (DC) workplace pensions has been launched today. ... Aimed at trustees, advisers and pension providers, the new guide outlines each

340. PS22/15: Improving outcomes in non-workplace pensions

     Policy statements Published: 01/12/2022 Last modified: 01/12/2022
     The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions.