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Showing 361 to 370 of 13194 search results for new Consumer Duty.

  1. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  2. ScamSmart prompts tens of thousands of pension holders to seek information

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.
  3. Competition Policy in Financial Markets – the view from the regulators

    Speeches Published: 22/06/2016 Last modified: 22/06/2016
    Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.
  4. FCA sets out initial findings on bank account access and closures

    Press Releases Published: 19/09/2023 Last modified: 19/09/2023
    The FCA has published the findings of its initial data exercise on bank account access and closures.
  5. Branch and ATM closures or conversions; good practice and areas for improvement

    Data Published: 23/02/2022 Last modified: 25/01/2023
    Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions.
  6. Research Note: Interest-only mortgages: analysis of FCA mortgage data and consumer research

    Mortgages Research notes Published: 15/08/2023 Last modified: 15/08/2023
    This research sets out analysis of FCA data on the population of regulated interest-only mortgages that existed on 31 December 2022, and consumer research undertaken in 2022.
  7. FG24/1: Finalised guidance on financial promotions on social media

    Finalised guidance Published: 26/03/2024 Last modified: 26/03/2024
    We clarify our expectations on how financial promotions are communicated on social media. We also summarise and respond to feedback to GC23/2.
  8. FCA bans partners of firm that failed to consider customer SIPP suitability

    Press Releases Published: 17/04/2014 Last modified: 20/05/2014
    Mr Hughes also failed in his duty to ensure 1 Stop’s compliance with the FCA’s rules by delegating his responsibilities for compliance to an external consultant and failing to ... To support this it has three operational objectives: to secure an
  9. New Chair of the Financial Conduct Authority’s Practitioner Panel announced today

    Press Releases Published: 23/07/2015 Last modified: 23/07/2015
    general policies and practices are consistent with its general duties, as set out in the Financial Services and Markets Act 2000 (as amended). ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation.
  10. FCA finds concerns over insurers’ valuation of written-off or stolen vehicles

    Press Releases Published: 27/03/2024 Last modified: 27/03/2024
    The Financial Conduct Authority (FCA) has identified shortcomings in how some motor insurance firms are valuing written-off or stolen vehicles.