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FCA publishes decision notice against Alistair Burns deciding to ban him and fine him
The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI). -
New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today
Three new Chairs for the Financial Conduct Authority’s independent Practitioner Panels have been appointed, announced the FCA’s Chairman John Griffith-Jones today. ... policies and practices are consistent with its general duties, as set out in the -
CP14/10: Proposals for a price cap on high-cost short-term credit
We believe 100% balances protecting consumers and allowing firms to continue offering loans for different lengths of time. ... HCSTC firms will not be authorised if they cannot demonstrate that they are complying with the price cap and other new rules. -
Financial watchdog consults about protections for insurance customers in financial difficulty
The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty. -
FCA finds fund managers’ value assessments significantly improved, but still work to do
Following a review of fund managers’ value assessments, we found that while many firms have better practices in place, some still require improvement. -
FCA publishes update on proposed new rules to help credit card customers in persistent debt and asks for further views
The FCA published an updated consultation on rules to help customers in persistent credit card debt. -
FCA and TPR outline a framework for value for money in defined contribution pension schemes
The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes. -
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000
the proper course of the exercise of their employment, profession or duties. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial -
Improvements needed to the credit information market to deliver better lending decisions for borrowers
The Financial Conduct Authority (FCA) has set out proposals to improve the credit information sector so it can deliver higher quality and more comprehensive information for consumers and firms. -
FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010
The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and