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Showing 1031 to 1040 of 1609 search results for short position.

1031. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

      Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
      We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

1032. Temporary restriction in short selling

      Statements Published: 02/06/2016 Last modified: 31/08/2016
      Temporary restriction in short selling. Statements First published:. 02/06/2016. Last updated: 31/08/2016. ... The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23

1033. FCA reveals the financial experiences of people in the UK: More than half of people in Scotland are potentially vulnerable

      Last modified: 20/06/2018
      The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more

1034. Temporary restriction in short selling

      Statements Published: 06/06/2016 Last modified: 31/08/2016
      Temporary restriction in short selling. Statements First published:. 06/06/2016. Last updated: 31/08/2016. ... The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23

1035. Finalised Guidance: Overdrafts and coronavirus: additional guidance for firms

      Finalised guidance Published: 30/09/2020 Last modified: 01/12/2020
      This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft users.

1036. Penny James appointed Chair of the FCA’s Practitioner Panel

      Press Releases Published: 31/01/2022 Last modified: 31/01/2022
      The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel. 

1037. The drive for data in Non-Bank Financial Intermediation (NBFI)

      Speeches Published: 16/05/2023 Last modified: 16/05/2023
      Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

1038. Katherine of Alexandria Ltd – options for investors

      News stories Published: 25/02/2016 Last modified: 26/02/2016
      may wish to seek independent legal advice about your position under FSMA.

1039. Climate Financial Risk Forum Guide 2020 - Summary [pdf]

      Corporate documents Published: 29/06/2020
      This overarching summary document sets out what the Climate Financial Risk Forum (CFRF) guide is, how it can be used by firms and provides short summaries of the four chapters of the guide – Disclosures, Innovation, Risk Management and Scenario

1040. FCA censures Aviva plc for listing and transparency rules breach

      Press Releases Published: 26/10/2020 Last modified: 26/10/2020
      The FCA has today publicly censured Aviva plc for making an announcement that had the potential to mislead the market.