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Showing 1061 to 1070 of 1609 search results for short position.

1061. FCA announces new chair of the Smaller Business Practitioner Panel

      Press Releases Published: 05/09/2019 Last modified: 05/09/2019
      Charles Randell, Chair of the Financial Conduct Authority, has today announced the appointment of Marlene Shiels, Chief Executive of Capital Credit Union, as Chair of the FCA’s Smaller Business Practitioner Panel from 1 October 2019. She has been

1062. City Week: how regulation can help the UK lead in Fintech

      Speeches Published: 26/04/2023 Last modified: 20/03/2024
      Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

1063. Financial Lives Survey 2022: Tracker data tables: Volume 16 - Topic-based short question sets [xlsx]

      Financial Lives Published: 26/07/2023
      These are the weighted tracker data tables from the Topic-based short question sets of the Financial Lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These

1064. Supporting consumers with pension transfers

      Published: 30/08/2023 Last modified: 30/08/2023
      Read how firms should support consumers with characteristics of vulnerability when providing pension transfer advice.

1065. Information on Consumer Network and roundtable events - November 2021

      FOI Release Date of Release: 12/11/2021
      The FCA responds to multiple questions on the FCA's Consumer Network.

1066. AXA fined and reviews investment sales for advice failings

      Press Releases Published: 13/09/2013 Last modified: 25/11/2021
      The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

1067. FCA proposes help for motor finance and high cost credit customers

      Press Releases Published: 17/04/2020 Last modified: 17/04/2020
      FCA announces another proposed package of measures to directly support consumers facing payment difficulties due to coronavirus

1068. Pensions and long-term retirement saving: a macroeconomic perspective

      Speeches Published: 16/09/2016 Last modified: 16/09/2016
      Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium.

1069. Elite Insurance Company ceases writing new business

      News stories Published: 06/07/2017 Last modified: 27/06/2019
      Elite Insurance Company operates in the UK on a freedom of establishment and a freedom of services basis. The firm has decided to cease writing new business in the EU.

1070. UK MiFID framework notifications

      Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
      If you’re an authorised investment firm find out more about the notifications you may need to make.