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Showing 1071 to 1080 of 1609 search results for short position.
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Sustainability disclosure and labelling regime confirmed by the FCA
The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and minimise greenwashing. -
Credit broking, debt management and price comparison websites
Poor standards in credit broking and debt management can lead to significant harm for vulnerable consumers, and the FCA started to intervene in these markets in 2014. Find out more. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Further success in reducing pension funds’ costs and charges
Actions taken by the FCA, the DWP and pension providers, together with Independent Governance Committees (IGCs) and trustees, result in lower costs and charges to consumers on about £24.9bn in workplace pension schemes. -
FCA steps up focus on fair use of client dealing commission
The UK is a global centre for asset management – to keep this position it is crucial that investors are confident that they get a fair deal. -
Adviser banned and fined for fabricating RDR qualification certificates
His conduct fell woefully short of the standard that we, and consumers, demand of those who work in the financial services industry.". -
FG22/2: Primary Market Bulletin No. 38
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 38. -
FCA announces extension to its use of the temporary transitional power
The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
Larry Barreto and Tassib Hussain sentenced for mortgage fraud
On 27 March 2024, Larry Barreto and Tassib Hussain were sentenced for fraud offences following a prosecution brought by the FCA, which saw the pair convicted in November 2023.