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Showing 1081 to 1090 of 1609 search results for short position.

  1. Financial Conduct Authority to tackle competition problems with the trade data market

    Press Releases Published: 02/03/2023 Last modified: 03/03/2023
    A new FCA report has found that competition in some parts of the wholesale data market is not working as well as it should.

  2. FG20/2: Primary Market Bulletin No. 30

    Finalised guidance Published: 19/08/2020 Last modified: 20/08/2020
    The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 30.

  3. Primary Market Bulletin Issue No. 27 – Coronavirus update

    Newsletters Published: 17/03/2020 Last modified: 06/11/2020
    This is a special edition in which we provide key commentary for issuers and market participants in light of the coronavirus (Covid-19) pandemic.

  4. Financial Lives Survey 2022: Weighted data tables: Volume 15 - Cross-Sector short question sets [xlsx]

    Financial Lives Published: 26/07/2023
    These are the weighted data tables from the Cross sector sections of the Financial lives 2022 survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers.

  5. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

  6. Research Note: Gender diversity in UK financial services

    Data and research Research notes Published: 18/11/2019 Last modified: 18/11/2019
    We draw on a unique FCA regulatory dataset to analyse gender diversity at senior levels in UK financial services, looking at role, firm and sector and how these have changed over time.

  7. Improving picture for personal finances, but many still struggling

    Press Releases Published: 10/04/2024 Last modified: 10/04/2024
    New research from the FCA has found that while many are struggling to meet financial commitments, the picture has improved over the last year.

  8. FG19/3: Primary Market Bulletin No. 23

    Finalised guidance Published: 16/04/2019 Last modified: 16/04/2019
    The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 23.

  9. Mutual societies registration function: 2019-20

    About us Corporate documents Published: 29/05/2020 Last modified: 29/05/2020
    The Mutual Societies Order 2013 (exercising powers in the Financial Services Act 2012) requires us to have ongoing arrangements to determine whether mutual societies are complying with the relevant legislation.

  10. FCA expectations for wet-ink signatures in light of coronavirus (Covid-19) restrictions

    Statements Published: 20/04/2020 Last modified: 20/04/2020
    We set out our expectations of firms when dealing with the need for 'wet-ink' signatures (i.e. signing a document by hand using a pen).
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