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Showing 1101 to 1110 of 1609 search results for short position.

1101. FCA Board appoints new members to the Regulatory Decisions Committee

      News stories Published: 21/08/2013 Last modified: 21/08/2013
      Richard Berliand, an investment banker at J.P.Morgan until he retired from this position in 2011. ... John Callender, a former Commercial Director at Barclays Bank Plc UK Banking, he has various NED positions including as the Non-Executive Chair of ANZ

1102. Research Note: Capital market liquidity in the 2020 coronavirus crisis

      Research notes Published: 11/05/2021 Last modified: 11/05/2021
      This paper looks at how UK equity markets and bond Exchange Traded Funds have coped during the coronavirus pandemic.

1103. Video transcript: What will happen once the implementation period ends? - short video [pdf]

      Transcripts Published: 31/01/2020
      Video transcript for our short video on what will happen once the implementation period ends.

1104. FCA to ban promotion of speculative mini-bonds to retail consumers

      Press Releases Published: 26/11/2019 Last modified: 23/10/2023
      The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers.

1105. FCA regulation of consumer credit – during the pandemic and beyond

      Speeches Published: 13/10/2020 Last modified: 14/10/2020
      Speech by Nisha Arora, Director of Consumer and Retail Policy, given at the Finance & Leasing Association conference

1106. Consumer investments data review April 2021 – March 2022

      Data Published: 18/10/2022 Last modified: 13/06/2023
      A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

1107. Andrew Bailey speech on Free Trade in Financial Services matters

      Speeches Published: 29/09/2017 Last modified: 29/09/2017
      Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters 

1108. How to complete checklists and cross-reference lists

      Markets Published: 04/05/2016 Last modified: 09/01/2023
      Instructions to help issuers, sponsors and advisers fill out checklists or cross-reference lists.

1109. Economical with the truth: three ways behavioural science can help to spot a misleading advert

      Insight Published: 12/04/2017 Last modified: 12/04/2017
      Note: The views expressed in this article are those of the authors alone, and should not be taken as an official FCA position.

1110. GC19/4: Primary Market Bulletin No. 24

      Guidance consultations Published: 03/10/2019 Last modified: 03/10/2019
      GC19/4: We are consulting on the following changes that we are proposing to make to the Knowledge Base.