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Showing 111 to 120 of 1609 search results for short position.

  1. Get-rich-quick, Ponzi and pyramid schemes

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.

  2. Firms falling short of renewal expectations

    Multi-firm reviews Published: 18/10/2017 Last modified: 18/10/2017
    This page summarises how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017.

  3. Temporary prohibition of short selling: Credito Valtellinese SpA

    News stories Published: 20/11/2017 Last modified: 20/11/2017
    Temporary prohibition of short selling: Credito Valtellinese SpA. News stories First published:. ... The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26

  4. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.

  5. Chairman's speech to the Trust in Banking Conference

    Speeches Published: 20/10/2015 Last modified: 22/10/2015
    Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

  6. Temporary prohibition in short selling: Banca IFIS and Biesse

    News stories Published: 09/10/2018 Last modified: 09/10/2018
    Temporary prohibition in short selling: Banca IFIS and Biesse. News stories First published:. ... TEMPORARY PROHIBITION OF SHORT SELLING. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following

  7. The future of regulation: AI for consumer good

    Speeches Published: 16/07/2019 Last modified: 16/07/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Alan Turing Institute.

  8. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London

  9. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  10. UK EMIR reporting questions and answers

    Published: 02/05/2024 Last modified: 13/06/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.
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