Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1121 to 1130 of 1609 search results for short position.

  1. FCA publishes terms of reference for asset management market study

    Press Releases Published: 18/11/2015 Last modified: 18/11/2015
    we expect to further strengthen the UK’s position as a major centre for asset management.”.
  2. Compensation package agreed for consumers sold card security products

    Press Releases Published: 27/01/2015 Last modified: 28/01/2015
    Therefore, consumers who complain to the FOS should be put in the same position as if they had made a claim through the Scheme.
  3. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases Published: 17/11/2023 Last modified: 17/11/2023
    ADD text
  4. The Financial Conduct Authority publishes Approach to Consumers paper, alongside Discussion Paper on Duty of Care

    Press Releases Published: 17/07/2018 Last modified: 20/07/2018
    The Financial Conduct Authority (FCA) has today outlined the measures it will take to protect consumers and sets out when and how the organisation takes action.  The Approach to Consumers document published today sits alongside a new discussion
  5. FG22/6: Branch and ATM closures or conversions

    Policy and guidance Finalised guidance Published: 13/06/2022 Last modified: 11/10/2022
    Updated guidance on our expectations of firms considering the closure of a branch or the conversion of free-to-use ATMs
  6. FCA issues first statement of objections to four asset management firms

    Press Releases Published: 29/11/2017 Last modified: 29/11/2017
    The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The
  7. GC20/4: Primary Market Bulletin No. 30

    Guidance consultations Published: 19/08/2020 Last modified: 20/08/2020
    We are consulting on proposed changes to the Knowledge Base.
  8. Consumer warning about the risks of investing in cryptocurrency CFDs

    News stories Published: 14/11/2017 Last modified: 03/07/2019
    Contracts for differences (CFDs), including financial spread bets, with cryptocurrencies as the underlying investment are increasingly being marketed to consumers. These products are extremely high-risk, speculative products. This warning is to
  9. Debt management firms must raise their game, says FCA

    Press Releases Published: 22/09/2014 Last modified: 21/11/2016
    Many firms are falling well short of our expectations and they will need to raise their game if they want to continue operating.".
  10. 100 days of the FCA - Martin Wheatley speaks at the ABI Biennial Conference

    Press Releases Published: 09/07/2013 Last modified: 16/08/2013
    Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), will today tell the Association of British Insurers (ABI) Biennial Conference that the FCA is “a very different animal to the Financial Services Authority (FSA)”.