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Showing 1171 to 1180 of 1609 search results for short position.

  1. GC18/3: Primary Market Bulletin No. 19

    Guidance consultations Published: 11/06/2018 Last modified: 31/07/2018
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.
  2. FCA proposes to simplify rules to help encourage companies to list in the UK

    Press Releases Published: 03/05/2023 Last modified: 03/05/2023
    The FCA proposes to reform and streamline the listing rules in the UK to help attract a wider range of companies, encourage competition and improve choice for investors.
  3. The application of the derivatives trading obligation to certain credit default swaps

    Statements Published: 30/03/2023 Last modified: 30/03/2023
    On 26 September 2022, ICE Clear Europe announced the cessation of clearing for all classes of credit default swap (CDS) contracts from 27 October 2023.
  4. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

    Speeches Published: 29/06/2017 Last modified: 29/06/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.
  5. Mark Lyttleton sentenced to 12 months imprisonment for insider dealing

    Press Releases Published: 21/12/2016 Last modified: 21/12/2016
    In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 months reduced with credit to 12 months on two counts
  6. High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms [pdf]

    Finalised guidance Published: 15/07/2020
    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic and its impact on the financial situation of high-cost short-term credit agreement customers.
  7. High-cost short-term credit and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 01/12/2020
    This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans. In addition, this guidance applies to firms that have acquired such loans. It applies to both current loans and loans entered
  8. Financial regulator finds wholesale data market can be improved

    Markets Press Releases Published: 29/02/2024 Last modified: 29/02/2024
    We have published the findings of our wholesale data market study. We started this work after concerns were raised with us in our call for input, launched in March 2020.
  9. The equity release sales and advice process: key findings

    Firms Multi-firm reviews Published: 17/06/2020 Last modified: 17/06/2020
    Key findings from our exploratory work on later life lending, where we considered the borrowing opportunities available to consumers aged 55 and over, focusing on lifetime mortgages.
  10. Occasional Paper No. 38: Testing retirement communications: Waking up to get wise

    Occasional papers Published: 28/06/2018 Last modified: 28/06/2018
    As part of the Retirement Income Market Study and the Retirement Outcomes Review, the FCA looked into ways in which we could encourage those approaching retirement to engage with the free government guidance available to them and with their pension