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Showing 1181 to 1190 of 1609 search results for short position.

  1. FCA fines Sir Christopher Gent for disclosing inside information

    Press Releases Published: 05/08/2022 Last modified: 05/08/2022
    The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.

  2. Personal loans and coronavirus: temporary guidance for firms

    Finalised guidance Published: 09/04/2020 Last modified: 30/11/2020
    FCA publishes temporary guidance for firms on personal loans during the coronavirus situation

  3. GC19/1: Primary Market Bulletin No. 20

    Guidance consultations Published: 07/02/2019 Last modified: 08/11/2019
    GC19/1: Primary Market Bulletin No. 20

  4. Financial Lives Survey 2022: Tracker data tables: Volume 15 - Cross-Sector short question sets [xlsx]

    Financial Lives Published: 26/07/2023
    These are the weighted tracker data tables from the Cross-Sector short question sets of the Financial Lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These

  5. Tribunal upholds the Financial Conduct Authority’s decision to impose a partial ban on Tariq Carrimjee

    Press Releases Published: 21/10/2016 Last modified: 21/10/2016
    On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight and money laundering reporting significant

  6. Undertaking cashflow modelling to demonstrate suitability of retirement-related advice

    Published: 20/03/2024 Last modified: 20/03/2024
    Our work on reviewing defined benefit transfer advice and our ongoing supervisory work identified concerns about how firms prepare and use cashflow modelling.

  7. CP16/1: Consequential changes to the Senior Managers Regime

    Consultation papers Published: 06/01/2016 Last modified: 02/03/2016
    We are keen to ensure that our forms and rules reflect the latest statutory position when the SM&CR enters into force for relevant persons on 7 March 2016.

  8. Regulating the pensions and retirement income sector: an FCA perspective

    Speeches Published: 03/10/2019 Last modified: 03/10/2019
    Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event.

  9. FCA seeks legal clarity on business interruption insurance alongside package of measures to help consumers and small businesses

    Press Releases Published: 01/05/2020 Last modified: 01/05/2020
    The FCA is announcing it intends to seek legal clarity on business interruption (BI) insurance.

  10. Statement on the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the new Bounce Back Loan Scheme (BBLS)

    Statements Published: 27/04/2020 Last modified: 26/05/2021
    The Treasury has today announced amendments to the UK’s CBILS scheme to support small businesses. This statement sets out the FCA’s approach to its regulation of firms in relation to the Government’s CBILS and BBL schemes.
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