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MF Global investors – your questions answered
On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you -
The UK listing regime - developments since the UK Listings Review and next steps for reform
Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum. -
Finalised Guidance: Consumer credit and coronavirus: additional guidance for firms
This guidance applies in the exceptional circumstances arising from the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers -
Lamprell plc fined £2,428,300 for systems and controls failings
The Financial Services Authority (FSA) has fined Lamprell plc (Lamprell) £2,428,300 for significant failings in its systems and controls resulting in Listing Rules and related breaches. Lamprell could not adequately monitor its financial -
FCA orders WealthTek Limited Liability Partnership to cease operations as High Court appoints Joint Special Administrators and arrest made
BDO LLP to take interim control of WealthTek Limited Liability Partnership. -
Occasional Paper No. 25: Incentivising compliance with financial regulation
This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation. -
Implementation of the Enforcement Review and the Green Report: PS17/1
We are reporting on the main issues arising from Consultation Paper 16/10: Proposed Implementation of the Enforcement Review and the Green Report, and publishing final amendments to the FCA’s Glossary, the Decision Procedure and Penalties manual -
Consumer Investments Strategy - 2 Year Update
The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021. -
Mortgages and coronavirus: updated guidance for firms
FCA update to our guidance for firms on mortgages and coronavirus -
Occasional Paper No. 17: Access to Financial Services in the UK
This paper aims to stimulate ideas and foster a culture of access and inclusion throughout retail financial services, that embraces firms, regulators, government and consumer organisations.