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Showing 1241 to 1250 of 1609 search results for short position.

1241. Product sales data: reporting of advised and non-advised sales FAQs

      Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
      Product sales data: reporting of advised and non-advised sales FAQs

1242. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

      Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
      If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

1243. Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living

      Mortgage lenders and intermediaries Statements Published: 07/12/2022 Last modified: 08/12/2022
      The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes.

1244. Letter from the Chairman to the Chief Ombudsman on application for certification under the Alternative Dispute Resolution (ADR) Directive

      Statements Published: 09/07/2015 Last modified: 09/07/2015
      You have told us that, based on current forecasting assumptions, the ombudsman service expects to be in a position to meet the 90-day requirement for all complaints (including PPI complaints)

1245. FCA further bolsters its leadership team as it expands its headcount

      Press Releases Published: 05/07/2022 Last modified: 06/07/2022
      The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

1246. Ongoing work in the consumer credit sector

      Focus areas Published: 22/07/2019 Last modified: 10/02/2023
      The FCA continues to actively supervise the consumer credit sector, to monitor compliance with the FCA's rules and better understand business models.

1247. FCA regulation boosts consumer protection in the funeral plans market

      Press Releases Published: 29/07/2022 Last modified: 29/07/2022
      The FCA is authorising 26 providers. These firms hold approximately 1.6 million plans, which make up 87% of the market.

1248. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

      Press Releases Published: 16/03/2015 Last modified: 16/03/2015
      relation to which the contravention occurred is guilty of misconduct, unless they satisfy the relevant regulator that they took such steps as a person in their position could reasonably be expected

1249. High-cost short-term credit and coronavirus: updated temporary guidance for firms [pdf]

      Guidance consultations Published: 03/07/2020
      This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of high-cost short-term credit customers.

1250. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

      Press Releases Published: 23/02/2015 Last modified: 23/02/2015
      They are in a position to exercise a strong influence on the business and its culture through incentives and the messages that they give to staff.