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Showing 1291 to 1300 of 1609 search results for short position.

  1. FCA secures interim restitution order against illegal deposit takers

    Press Releases Published: 03/02/2021 Last modified: 20/05/2022
    The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and

  2. FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’)

    Guidance consultations Published: 19/03/2013 Last modified: 31/10/2014
    Within legal constraints, the FCA may pass on relevant information to the auditor (3.8.9G, this guidance simply summarises the position under Part 23 of FSMA and regulations made under ... 2001/2188)). An auditor has a statutory duty to report certain

  3. FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud

    Press Releases Published: 30/07/2015 Last modified: 30/07/2015
    fall short of our standards.".

  4. PS23/13: Introducing a gateway for firms who approve financial promotions

    Policy statements Published: 11/09/2023 Last modified: 16/11/2023
    The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions.

  5. All reporting firms moved to FCA’s new data collection platform RegData

    News stories Published: 19/05/2021 Last modified: 19/05/2021
    We have completed the move of 52,000 firms and 120,000 users from Gabriel to RegData.

  6. The FCA commences civil proceedings in relation to alleged unauthorised deposit takers

    Press Releases Published: 10/01/2020 Last modified: 12/05/2020
    The FCA has commenced civil proceedings in the High Court against Bright Managment Solution Limited, Soccer League International Limited, Soccer League UK Limited, and senior individuals at these firms. The FCA alleges the defendants have been

  7. Overdrafts and coronavirus: updated temporary guidance for firms

    Finalised guidance Published: 01/07/2020 Last modified: 01/12/2020
    This finalised guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft customers.​​​​​​​

  8. FCA to consult on additional standards for price comparison websites displaying payday loans

    Press Releases Published: 28/10/2015 Last modified: 28/10/2015
    short-term credit market, enabling them to make more informed choices and find the best value loan for their circumstances.". ... Consultation Paper 15/33: Consumer credit: proposals in response to the CMA’s recommendations on high-cost short-term

  9. FCA confirms plans to protect new funeral plan customers from July 2022

    News stories Published: 05/11/2021 Last modified: 05/11/2021
    Once pre-paid funeral plans come under our regulation next July, customers will be protected if their authorised plan provider fails.

  10. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

    Press Releases Published: 11/02/2022 Last modified: 11/02/2022
    Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.
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