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FCA discussion paper calls on firms to deliver smarter, effective communications
Examples of smarter communications include:. Communications using plain language, short format, bullet points and clear graphics. -
The Financial Conduct Authority bans former Deutsche Bank trader, Christian Bittar
The Financial Conduct Authority (FCA) has banned Christian Bittar from performing any function in relation to any regulated financial activity. -
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk
Before joining the SFC, Mr Steward held several senior positions with the Australian Securities and Investments Commission (ASIC) and was most recently Deputy Executive Director, Enforcement at ASIC. -
FCA fines Metro Bank PLC £10 million and publishes Decision Notices for two of its former executive directors
Metro Bank PLC fined £10,002,300 for breaching the Listing Rules by publishing incorrect information to investors. -
CP13/10: Detailed proposals for the FCA regime for consumer credit
trade bodies representing consumer credit firms. consumer bodies. firms offering high-cost short-term loans (payday lenders). ... New rules for high-cost short-term credit (ie payday loans), to address concerns about how this market is operating (Chapter -
Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser
statement. When the FCA published the Decision Notices in this case, they were sent by email to a small number of media outlets with a short statement. -
PS22/13: Calculating redress for non-compliant pension transfer advice
We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former -
FCA prohibits and fines Omar Hussein for pension switching advice failings
The FCA has fined Omar Hussein for providing reckless and unsuitable pension switching advice. Mr Hussein has been fined £116,000. -
Authorised fund managers’ assessments of their funds’ value
This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate. -
Occasional Paper No. 58: Understanding consumer financial wellbeing through banking data
In this study, we use objective and subjective approaches to better understand consumer financial wellbeing.