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Showing 1371 to 1380 of 1609 search results for short position.
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FCA publishes data on progress toward diversity targets and gender pay gap
The Financial Conduct Authority (FCA) has today published a package of information on the progress the organisation is making towards achieving its diversity targets and details of its gender pay gap. -
Cenkos Securities fined for failure to maintain the high standards required of a firm providing Sponsor Services
The Financial Conduct Authority (FCA) has today fined Cenkos Securities plc (Cenkos) £530,500 for failures in its sponsor services business. Cenkos failed to have appropriate systems and controls in place across its sponsor services business, and, -
FCA publishes letter of concerns in relation to Amigo Loans’ proposed scheme of arrangement
We set out our position on Amigo Loans’ application to implement a scheme of arrangement. -
PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards
In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position. -
Wonga to make major changes to affordability criteria following discussions with the FCA
Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately. -
Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period
ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation -
News for customers of P.F. (International) Limited (“the firm”), a distributor of Kirby Vacuum Cleaners in the South West area of England
They may wish to take a copy of their paperwork and the First Supervisory Notice to get advice on their legal position. -
Indigo Michael Limited (trading as Tappily and SafetyNet) enters administration
On 9 January 2023, Indigo Michael Limited, trading as Tappily and SafetyNet, went into administration. AlixPartners UK LLP were appointed Joint Administrators. -
FCA decides to fine Tariq Carrimjee in relation to market abuse committed by Rameshkumar Goenka in October 2010
The Financial Conduct Authority (FCA) has today published a Decision Notice for Tariq Carrimjee of Somerset Asset Management LLP in relation to assisting Goenka. -
FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products
The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors