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Showing 1401 to 1410 of 1609 search results for short position.

  1. CP15/34: Regulatory fees and levies: policy proposals for 2016/17

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    CP15/34: Regulatory fees and levies: policy proposals for 2016/17. Consultation papers First published:. 05/11/2015. Last updated: 05/11/2015. Share page. CP15/34: Regulatory fees and levies: policy proposals for 2016/17. This Consultation Paper

  2. Firms continue to fail to meet our expectations on their use of dealing commission

    Multi-firm reviews Published: 03/03/2017 Last modified: 29/11/2021
    We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015.

  3. Two individuals face bans and £1.3m fine for pension transfer advice failings

    Press Releases Published: 01/09/2023 Last modified: 01/09/2023
    The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process.

  4. Inside FCA Podcast examines how we're regulating a changing pensions sector

    News stories Published: 08/01/2020 Last modified: 08/01/2020
    Read our story which outlines key elements of the Inside FCA Podcast on regulating the changing pensions landscape

  5. Review of later-life mortgages finds poor advice and misleading promotions

    Press Releases Published: 14/09/2023 Last modified: 14/09/2023
    The review looked at firms responsible for around half of all lifetime mortgage sales.

  6. FCA proposes the next stage of support for consumer credit and overdraft customers

    Press Releases Published: 16/09/2020 Last modified: 16/09/2020
    The Financial Conduct Authority (FCA) has announced proposals to ensure that firms provide tailored support for users of consumer credit and overdraft products who continue to face payment difficulties due to coronavirus (Covid-19).

  7. Temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A.

    Statements Published: 12/01/2016 Last modified: 31/08/2016
    Temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A. ... Temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A..

  8. Building better bridges: a world-leading investment industry around outcomes customers need

    Speeches Published: 11/10/2019 Last modified: 11/10/2019
    Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes

  9. FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets

    Press Releases Published: 08/02/2017 Last modified: 11/04/2024
    The FCA is seeking stakeholder views on investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors.

  10. FCA and PRA publish final changes to enhance enforcement decision-making processes

    Press Releases Published: 01/02/2017 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes
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