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Showing 1411 to 1420 of 1609 search results for short position.
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Financial watchdog proposes to ban debt packager referral fees to protect consumers
The FCA is to push ahead with proposals to ban debt packager firms from receiving referral fees from debt solution providers, following further analysis of the market. -
High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic and its impact on the financial situation of high-cost short-term credit agreement customers. -
Coronavirus and 10% depreciation notifications: further temporary measures for firms
This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions. -
FCA action delivers £80 million savings in fees for credit card customers
In recent years, the FCA has focused on reducing the risk of harm that flows from customers being in debt that they cannot afford to repay. Some key areas of work have included: Targeted supervisory work to mitigate the risks from poor culture and -
CP20/15: Liquidity mismatch in authorised open-ended property funds
We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses. -
Occasional Paper No. 23: Full disclosure: a round-up of FCA experimental research into giving information
This paper describes the results of eight experiments into giving information carried out by the FCA. -
Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness
Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference. -
JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades
When significant losses began to mount during 2012, JPMorgan’s traders sought to conceal them by mismarking positions and through misconduct in the market in which the losses were occurring. ... The Group filed a statement of its earnings in the US on -
FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business
The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also -
GC14/2 Consultation on Version 3.1 of the Transaction Reporting User Pack (TRUP)
correct some minor errors and update some references. We clarify:. that the transaction reports a firm sends for its transactions must accurately reflect the change in position for the firm and