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FSA publishes consultation on framework for the consumer credit regime
The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue -
LIBOR – are you ready for life without LIBOR from end-2021?
Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at City & Financial's Managing LIBOR transition event -
Potentially Anomalous Trading Ratio 2019/20
The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets. -
FCA Statement on EMIR 1 March 2017 variation margin deadline
We understand that some firms may not be in a position to exchange variation margin fully in compliance with the Regulatory Technical Standardsby 1 March 2017 despite their efforts to date. ... ready to explain how it will achieve compliance in as short -
Effective compliance with the Market Abuse Regulation – a state of mind
seeking to ensure that investors have the information they need to assess the investment and are in a position to exercise their rights efficiently. ... post-event monitoring of listed issuers and companies traded on MTFs, the short-selling regime, and -
Support available for mortgages as interest rates rise
If you're struggling with your mortgage due to higher living costs and interest rate rises, find out more about your options and where you can get support. -
Strategic review of retail banking business models
We have published our 2022 Final Report on competition in retail banking markets. This builds on our 2018 Final Report and 2018 Progress report. -
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements
Sesame's approach to inducements, in the face of a clear position from the regulator, undermined the rules in order to look after its own interests. ... In the Final Notice, the FCA finds that Sesame fell short of Principle 8 by failing to properly -
Coronavirus linked forbearance: key findings
We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty. -
How to flex your organisation's power through culture and conduct
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.