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Eight weeks remaining for card security product holders to claim compensation
This is a straightforward process. Those with concerns about these products can make a compensation claim receive redress by simply completing and returning the short form that was sent out to ... Therefore consumers who complain to the FOS should be put -
Mortgages and coronavirus: additional guidance for firms - finalised guidance
This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of mortgage customers. The additional guidance applies from 16 September. -
Occasional Paper No. 26: From advert to action: behavioural insights into the advertising of financial products
How are we affected by financial advertising? What do we pay attention to and when might we be misled? In this paper we explore the science of advertising to answer these questions. -
FCA fines and bans former Deutsche Bank trader, Guillaume Adolph
The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity. -
Financial Lives 2020 survey: the impact of coronavirus
The Executive Summary for the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey. -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
Market Force and the Chartered Institute’s Nicholas Barbon Lectures
Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London -
Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings
This falls well short of the standards the FCA and the market is entitled to expect from regulated firms. ... Lloyds colluding with Rabobank to seek to influence JPY LIBOR to benefit their respective trading positions;. -
Authorised fund managers’ assessments of fund value 2023
Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules. -
Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update
In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.